SEC Form 4 · accession 0001131096-16-000417
ATHENAHEALTH INC · ATHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Bush
Officer — CEO and President · Director
Period of report
Dec 15, 2016
Accepted (ET)
Dec 16, 2016 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2016 | M | 4,000 | $32.72 | A | 312,109 | D | |
| Common Stock | Dec 15, 2016 | S | 4,000 | $120.00 | D | 308,109 | D | |
| Common Stock | Dec 15, 2016 | M | 4,000 | $36.78 | A | 312,109 | D | |
| Common Stock | Dec 15, 2016 | S | 4,000 | $120.00 | D | 308,109 | D | |
| Common StockF2 | holding | — | — | — | 111,994 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 27,998 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $32.72 | Dec 15, 2016 | M | 4,000 | D | Mar 3, 2008 | Mar 3, 2018 | Common Stock | 4,000 | 19,750 | D |
| Stock Option (Right to Buy) | $36.78 | Dec 15, 2016 | M | 4,000 | D | Feb 15, 2011 | Mar 31, 2020 | Common Stock | 4,000 | 150,000 | D |
Explanation of responses
- F1The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the reporting person on September 2, 2016, in accordance with Rule 10b5-1.
- F2These shares are owned by The Bush 2004 Gift Trust, the beneficiaries of which are certain of Mr. Bush's children. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F3These shares are owned by The Oscar W. Bush 2007 Gift Trust, the beneficiary of which is Mr. Bush's child. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.