SEC Form 4 · accession 0001131096-16-000391

ATHENAHEALTH INC · ATHN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, GC and Secretary

Period of report

Oct 1, 2016

Accepted (ET)

Oct 4, 2016 · 5:54 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001131096

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Oct 1, 2016	M	3,125	$0.00	A	3,195	D
Common Stock^F2	Oct 1, 2016	F	1,016	$126.12	D	2,179	D
Common Stock^F4	Oct 3, 2016	S	2,109	$124.43	D	70	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F5,F6	—	Oct 1, 2016	M	3,125	D	—	Nov 2, 2019	Common Stock	3,125	9,375	D

F1Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.
F2Shares withheld to satisfy tax withholding obligations incurred upon the vesting of RSUs. This transaction is considered an exempt sale pursuant to Rule 16b-3(e) promulgated under the Securities Exchange Act of 1934.
F3The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2015 in accordance with Rule 10b5-1, which plan was assigned to a different broker on March 1, 2016.
F4Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.04 to $124.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).
F5Each RSU represents a contingent right to receive one share of the Issuer's common stock.
F6On November 2, 2015, the Reporting Person was granted 12,500 RSUs. The RSUs vest in four equal annual installments beginning on October 1, 2016.