SEC Form 4 · accession 0001131096-16-000369
ATHENAHEALTH INC · ATHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy John O'Brien
Officer — SVP, Chief Marketing Officer
Period of report
Aug 1, 2016
Accepted (ET)
Aug 3, 2016 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 1, 2016 | M | 625 | — | A | 625 | D | |
| Common StockF2 | Aug 1, 2016 | F | 204 | $128.60 | D | 421 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | Aug 1, 2016 | M | 625 | D | — | Aug 1, 2016 | Common Stock | 625 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.
- F2Shares withheld to satisfy tax withholding obligations incurred upon the vesting of RSUs. This transaction is considered an exempt sale pursuant to Rule 16b-3(e) promulgated under the Securities Exchange Act of 1934.
- F3Each RSU represents a contingent right to receive one share of the Issuer's common stock.
- F4On August 1, 2012, the Reporting Person was granted 2,500 RSUs. The RSUs vest in four equal annual installments beginning on August 1, 2013.