SEC Form 4 · accession 0001131096-16-000289
ATHENAHEALTH INC · ATHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy John O'Brien
Officer — SVP, Chief Marketing Officer
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2016 | M | 62 | — | A | 62 | D | |
| Common StockF2 | Mar 1, 2016 | F | 20 | $132.37 | D | 42 | D | |
| Common StockF1 | Mar 1, 2016 | M | 251 | — | A | 293 | D | |
| Common StockF2 | Mar 1, 2016 | F | 81 | $132.37 | D | 212 | D | |
| Common StockF1 | Mar 1, 2016 | M | 212 | — | A | 424 | D | |
| Common StockF2 | Mar 1, 2016 | F | 68 | $132.37 | D | 356 | D | |
| Common StockF1 | Mar 1, 2016 | M | 225 | — | A | 581 | D | |
| Common StockF2 | Mar 1, 2016 | F | 73 | $132.37 | D | 508 | D | |
| Common StockF1 | Mar 1, 2016 | M | 500 | — | A | 1,008 | D | |
| Common StockF2 | Mar 1, 2016 | F | 162 | $132.37 | D | 846 | D | |
| Common Stock | Mar 1, 2016 | S | 846 | $132.25 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | Mar 1, 2016 | M | 62 | D | — | Mar 1, 2016 | Common Stock | 62 | 0 | D |
| Restricted Stock UnitF3,F5 | — | Mar 1, 2016 | M | 251 | D | — | Mar 1, 2017 | Common Stock | 251 | 250 | D |
| Restricted Stock UnitF3,F6 | — | Mar 1, 2016 | M | 212 | D | — | Mar 1, 2018 | Common Stock | 212 | 414 | D |
| Restricted Stock UnitF3,F7 | — | Mar 1, 2016 | M | 225 | D | — | Mar 1, 2019 | Common Stock | 225 | 448 | D |
| Restricted Stock UnitF3,F8 | — | Mar 1, 2016 | M | 500 | D | — | Mar 1, 2019 | Common Stock | 500 | 1,500 | D |
| Restricted Stock UnitF3,F9 | — | Mar 1, 2016 | A | 12,500 | A | — | Mar 1, 2020 | Common Stock | 12,500 | 12,500 | D |
Explanation of responses
- F1Restricted Stock Unit convert into common stock on a one-for-one basis.
- F2Shares withheld to satisfy tax withholding obligations incurred upon the vesting of restricted stock units. This transaction is considered an exempt sale pursuant to Rule 16b-3(e) promulgated under the Securities Exchange Act of 1934.
- F3Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F4On March 1, 2012, the Reporting Person was granted 250 restricted stock units. The restricted stock units vest in four equal annual installments beginning on March 1, 2013.
- F5On March 1, 2013, the Reporting Person was granted 1,003 restricted stock units. The restricted stock units vest in four equal annual installments beginning on March 1, 2014.
- F6On March 3, 2014, the Reporting Person was granted 849 restricted stock units. The restricted stock units vest in four equal annual installments beginning on March 1, 2015.
- F7On March 2, 2015, the Reporting Person was granted 898 restricted stock units. The restricted stock units vest in four equal annual installments beginning on March 1, 2016.
- F8On March 2, 2015, the Reporting Person was granted 2,000 restricted stock units. The restricted stock units vest in four equal annual installments beginning on March 1, 2016.
- F9On March 1, 2016, the Reporting Person was granted 12,500 restricted stock units. The restricted stock units vest in four equal annual installments beginning on March 1, 2017.