SEC Form 4 · accession 0001131096-16-000280

ATHENAHEALTH INC · ATHN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Daniel P Haley

Officer — SVP, GC and Secretary

Period of report

Mar 1, 2016

Accepted (ET)

Mar 3, 2016 · 4:39 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001131096

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Mar 1, 2016	M	323	—	A	365	D
Common Stock^F2	Mar 1, 2016	F	104	$132.37	D	261	D
Common Stock^F1	Mar 1, 2016	M	368	—	A	629	D
Common Stock^F2	Mar 1, 2016	F	119	$132.37	D	510	D
Common Stock^F1	Mar 1, 2016	M	938	—	A	1,448	D
Common Stock^F2	Mar 1, 2016	F	304	$132.37	D	1,144	D
Common Stock^F1	Mar 1, 2016	M	261	—	A	1,405	D
Common Stock^F2	Mar 1, 2016	F	84	$132.37	D	1,321	D
Common Stock^F3,F4	Mar 1, 2016	S	1,079	$130.53	D	242	D
Common Stock^F3,F5	Mar 1, 2016	S	200	$131.21	D	42	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F6,F7	—	Mar 1, 2016	M	323	D	—	Mar 1, 2017	Common Stock	323	323	D
Restricted Stock Unit^F6,F8	—	Mar 1, 2016	M	368	D	—	Mar 1, 2018	Common Stock	368	736	D
Restricted Stock Unit^F6,F9	—	Mar 1, 2016	M	938	D	—	Mar 1, 2018	Common Stock	938	1,874	D
Restricted Stock Unit^F6,F10	—	Mar 1, 2016	M	261	D	—	Mar 1, 2019	Common Stock	261	782	D

Explanation of responses

F1Restricted Stock Unit convert into common stock on a one-for-one basis.
F10On March 2, 2015, the Reporting Person was granted 1,043 restricted stock units. The restricted stock units vest in four equal annual installments beginning on March 1, 2016.
F2Shares withheld to satisfy tax withholding obligations incurred upon the vesting of restricted stock units. This transaction is considered an exempt sale pursuant to Rule 16b-3(e) promulgated under theSecurities Exchange Act of 1934.
F3The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2015, in accordance with Rule 10b5-1.
F4This price represents the weighted average of sales ranging from $130.10 to $130.97. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F5This price represents the weighted average of sales ranging from $131.11 to $131.31. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F6Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F7On March 1, 2013, the Reporting Person was granted 1,294 restricted stock units. The restricted stock units vest in four equal annual installments beginning on March 1, 2014.
F8On March 3, 2014, the Reporting Person was granted 1,472 restricted stock units. The restricted stock units vest in four equal annual installments beginning on March 1, 2015.
F9On March 3, 2014, the Reporting Person was granted 3,750 restricted stock units. The restricted stock units vest in four equal annual installments beginning on March 1, 2015.