SEC Form 4 · accession 0001131096-16-000279
ATHENAHEALTH INC · ATHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kristi Ann Matus
Officer — EVP and CFAO
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2016 | S | 415 | $129.53 | D | 33,357 | D | |
| Common StockF2 | Mar 1, 2016 | M | 2,354 | — | A | 35,711 | D | |
| Common StockF3 | Mar 1, 2016 | F | 765 | $132.37 | D | 34,946 | D | |
| Common Stock | holding | — | — | — | 200 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4,F5 | — | Mar 1, 2016 | M | 2,354 | D | — | Mar 1, 2019 | Common Stock | 2,354 | 7,062 | D |
Explanation of responses
- F1The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on June 4, 2015, in accordance with Rule 10b5-1.
- F2Restricted Stock Unit convert into common stock on a one-for-one basis.
- F3Shares withheld to satisfy tax withholding obligations incurred upon the vesting of restricted stock units. This transaction is considered an exempt sale pursuant to Rule 16b-3(e) promulgated under theSecurities Exchange Act of 1934.
- F4Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F5On March 2, 2015, the Reporting Person was granted 9,416 restricted stock units. The restricted stock units vest in four equal annual installments beginning on March 1, 2016.