SEC Form 4 · accession 0001131096-16-000259
ATHENAHEALTH INC · ATHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy John O'Brien
Officer — SVP, Chief Marketing Officer
Period of report
Feb 1, 2016
Accepted (ET)
Feb 18, 2016 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2016 | M | 1,250 | — | A | 1,250 | D | |
| Common Stock | Feb 1, 2016 | F | 434 | $142.59 | D | 816 | D | |
| Common Stock | Feb 16, 2016 | S | 816 | $127.08 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Feb 1, 2016 | M | 1,250 | D | — | Feb 1, 2016 | Common Stock | 1,250 | 0 | D |
Explanation of responses
- F1Restricted Stock Unit convert into common stock on a one-for-one basis.
- F2Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F3On February 1, 2012, the Reporting Person was granted 5,000 restricted stock units. The restricted stock units vest in four equal annual installments beginning on February 1, 2013.