SEC Form 4 · accession 0001131096-15-000200

ATHENAHEALTH INC · ATHN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Jonathan Bush

Officer — CEO and President · Director

Period of report

Nov 2, 2015

Accepted (ET)

Nov 4, 2015 · 4:46 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001131096

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Nov 2, 2015	M	9,750	$32.72	A	320,984	D
Common Stock^F1	Nov 2, 2015	S	5,750	$155.00	D	315,234	D
Common Stock^F1,F2	Nov 2, 2015	S	1,000	$152.20	D	314,234	D
Common Stock^F1,F3	Nov 2, 2015	S	501	$153.14	D	313,733	D
Common Stock^F1,F4	Nov 2, 2015	S	900	$154.54	D	312,833	D
Common Stock^F1,F5	Nov 2, 2015	S	800	$155.45	D	312,033	D
Common Stock^F1,F6	Nov 2, 2015	S	799	$156.17	D	311,234	D
Common Stock	Nov 3, 2015	M	5,000	$32.72	A	316,234	D
Common Stock^F1	Nov 3, 2015	S	5,000	$160.00	D	311,234	D
Common Stock^F7	holding	—	—		—	111,994	I	See Footnote
Common Stock^F8	holding	—	—		—	27,998	I	See Footnote

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)	$32.72	Nov 2, 2015	M	9,750	D	Mar 3, 2008	Mar 3, 2018	Common Stock	9,750	77,750	D
Stock Option (Right to Buy)	$32.72	Nov 3, 2015	M	5,000	D	Mar 3, 2008	Mar 3, 2018	Common Stock	5,000	72,750	D

Explanation of responses

F1The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on September 1, 2015, in accordance with Rule 10b5-1.
F2This price represents the weighted average of sales ranging from $151.75 to $152.52. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3This price represents the weighted average of sales ranging from $152.77 to $153.70. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F4This price represents the weighted average of sales ranging from $153.94 to $154.83. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F5This price represents the weighted average of sales ranging from $155.04 to $155.99. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F6This price represents the weighted average of sales ranging from $156.09 to $156.28. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F7These shares are owned by The Bush 2004 Gift Trust, the beneficiaries of which are certain of Mr. Bush's children. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F8These shares are owned by The Oscar W. Bush 2007 Gift Trust, the beneficiary of which is Mr. Bush's child. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.