SEC Form 4 · accession 0001131096-15-000198
ATHENAHEALTH INC · ATHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel P Haley
Officer — SVP, GC and Secretary
Period of report
Nov 2, 2015
Accepted (ET)
Nov 4, 2015 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 2,063 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Nov 2, 2015 | A | 12,500 | A | — | Nov 2, 2019 | Common Stock | 12,500 | 12,500 | D |
Explanation of responses
- F1Includes 78 shares purchased pursuant to the Issuer's 2007 Employee Stock Purchase Plan on September 30, 2015, which transaction is considered exempt pursuant to Rule 16b-3(c) promulgated under the Securities Exchange Act of 1934.
- F2Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F3The restricted stock units vest in four equal annual installments beginning on October 1, 2016.