SEC Form 4 · accession 0001131096-15-000190
ATHENAHEALTH INC · ATHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Kane
Director
Period of report
Oct 27, 2015
Accepted (ET)
Oct 29, 2015 · 3:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 30, 2015 | G | 244 | $0.00 | D | 6,377 | D | |
| Common StockF1 | Aug 4, 2015 | G | 244 | $0.00 | D | 6,133 | D | |
| Common Stock | Oct 27, 2015 | M | 2,875 | $15.27 | A | 9,008 | D | |
| Common StockF2,F3 | Oct 27, 2015 | S | 2,100 | $150.28 | D | 6,908 | D | |
| Common StockF2,F4 | Oct 27, 2015 | S | 775 | $150.88 | D | 6,133 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $15.27 | Oct 27, 2015 | M | 2,875 | D | Jul 26, 2007 | Jul 26, 2017 | Common Stock | 2,875 | 12,625 | D |
Explanation of responses
- F1Represents a bona fide gift.
- F2The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on February 25, 2015, in accordance with Rule 10b5-1.
- F3This price represents the weighted average of sales ranging from $149.80 to $150.78. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F4This price represents the weighted average of sales ranging from $150.80 to $150.99. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.