SEC Form 4 · accession 0001131096-15-000158
ATHENAHEALTH INC · ATHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl Stubelis
Officer — VP and Corporate Controller
Period of report
Sep 3, 2015
Accepted (ET)
Sep 8, 2015 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 3, 2015 | M | 1,375 | — | A | 1,375 | D | |
| Common Stock | Sep 3, 2015 | F | 446 | $132.35 | D | 929 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Sep 3, 2015 | M | 1,375 | D | — | Sep 3, 2017 | Common Stock | 1,375 | 2,750 | D |
Explanation of responses
- F1Restricted Stock Unit convert into common stock on a one-for-one basis.
- F2Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F3On November 1, 2013, the Reporting Person was granted 5,500 restricted stock units. The restricted stock units vest in four equal annual installments beginning on September 3, 2014.