SEC Form 4 · accession 0001131096-15-000067
ATHENAHEALTH INC · ATHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Bush
Officer — CEO and President · Director
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 5:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2015 | M | 1,000 | $32.72 | A | 312,234 | D | |
| Common StockF1 | Mar 2, 2015 | S | 1,000 | $126.41 | D | 311,234 | D | |
| Common StockF2 | holding | — | — | — | 111,994 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 27,998 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $32.72 | Mar 2, 2015 | M | 1,000 | D | Mar 3, 2008 | Mar 3, 2018 | Common Stock | 1,000 | 108,000 | D |
| Stock Option (Right to Buy)F4 | $129.25 | Mar 2, 2015 | A | 90,000 | A | — | Mar 2, 2025 | Common Stock | 90,000 | 90,000 | D |
Explanation of responses
- F1The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on June 16, 2014, in accordance with Rule 10b5-1.
- F2These shares are owned by The Bush 2004 Gift Trust, the beneficiaries of which are certain of Mr. Bush's children. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F3These shares are owned by The Oscar W. Bush 2007 Gift Trust, the beneficiary of which is Mr. Bush's child. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F4The performance-based option vests in four equal annual installments beginning on March 1, 2016, subject to achievement of certain performance goals.