SEC Form 4 · accession 0001131096-15-000053
ATHENAHEALTH INC · ATHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeremy Delinsky
Officer — SVP, Chief Product Officer
Period of report
Mar 1, 2015
Accepted (ET)
Mar 3, 2015 · 9:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2015 | M | 5,000 | — | A | 5,000 | D | |
| Common StockF3 | Mar 1, 2015 | F | 1,629 | $127.07 | D | 3,371 | D | |
| Common StockF4,F2 | Mar 1, 2015 | M | 2,073 | — | A | 5,444 | D | |
| Common StockF3 | Mar 1, 2015 | F | 673 | $127.07 | D | 4,771 | D | |
| Common StockF5,F2 | Mar 1, 2015 | M | 1,039 | — | A | 5,810 | D | |
| Common StockF3 | Mar 1, 2015 | F | 411 | $127.07 | D | 5,399 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F6 | — | Mar 1, 2015 | M | 5,000 | D | — | Mar 1, 2016 | Common Stock | 5,000 | 5,000 | D |
| Restricted Stock UnitF2,F7 | — | Mar 1, 2015 | M | 2,073 | D | — | Mar 1, 2017 | Common Stock | 2,073 | 4,146 | D |
| Restricted Stock UnitF2,F8 | — | Mar 1, 2015 | M | 1,039 | D | — | Mar 1, 2018 | Common Stock | 1,039 | 3,114 | D |
Explanation of responses
- F1These shares represent vesting of restricted stock units awarded to the Reporting Person on March 1, 2012.
- F2Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F3Shares withheld to satisfy tax withholding obligations incurred upon the vesting of restricted stock units. These transactions are considered an exempt sale pursuant to Rule 16b-3(e) promulgated under the Securities Exchange Act of 1934.
- F4These shares represent vesting of restricted stock units awarded to the Reporting Person on March 1, 2013
- F5These shares represent vesting of restricted stock units awarded to the Reporting Person on March 3, 2014.
- F6On March 1, 2012, the Reporting Person was granted 20,000 restricted stock units. The restricted stock units vest in four equal annual installments beginning on March 1, 2013.
- F7On March 1, 2013, the Reporting Person was granted 8,292 restricted stock units. The restricted stock units vest in four equal annual installments beginning on March 1, 2014.
- F8On March 3, 2014, the Reporting Person was granted 4,153 restricted stock units. The restricted stock units vest in four equal annual installments beginning on March 1, 2015.