SEC Form 4 · accession 0001131096-15-000051
ATHENAHEALTH INC · ATHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl Stubelis
Officer — VP and Corporate Controller
Period of report
Mar 1, 2015
Accepted (ET)
Mar 3, 2015 · 8:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2015 | M | 272 | — | A | 1,201 | D | |
| Common StockF3 | Mar 1, 2015 | F | 86 | $127.07 | D | 1,115 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F4 | — | Mar 1, 2015 | M | 272 | D | — | Mar 1, 2018 | Common Stock | 272 | 813 | D |
Explanation of responses
- F1These shares represent vesting of restricted stock units awarded to the Reporting Person on March 3, 2014.
- F2Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F3Shares withheld to satisfy tax withholding obligations incurred upon the vesting of restricted stock units. This transaction is considered an exempt sale pursuant to Rule 16b-3(e) promulgated under the Securities Exchange Act of 1934.
- F4On March 3, 2014, the Reporting Person was granted 1,085 restricted stock units. The restricted stock units vest in four equal annual installments beginning on March 1, 2015.