SEC Form 4 · accession 0001131096-15-000045
ATHENAHEALTH INC · ATHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Cosinuke
Officer — SVP, Chief Marketing Officer
Period of report
Mar 1, 2015
Accepted (ET)
Mar 3, 2015 · 8:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2015 | M | 1,198 | — | A | 44,002 | D | |
| Common StockF3 | Mar 1, 2015 | F | 1,015 | $127.07 | D | 42,987 | D | |
| Common StockF3 | Mar 1, 2015 | F | 630 | $127.07 | D | 42,357 | D | |
| Common StockF3 | Mar 1, 2015 | F | 564 | $127.07 | D | 41,793 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitF2,F4 | — | Mar 1, 2015 | M | 1,198 | D | — | Mar 1, 2018 | Common Stock | 1,198 | 3,594 | D |
Explanation of responses
- F1These shares represent vesting of performance stock units awarded to the Reporting Person on March 3, 2014.
- F2Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F3Shares withheld to satisfy tax withholding obligations incurred upon the vesting of performance stock units or restricted stock units. These transactions are considered an exempt sale pursuant to Rule 16b-3(e) promulgated under the Securities Exchange Act of 1934
- F4The performance stock units vest in four equal annual installments beginning on March 1, 2015, subject to achievement of certain performance goals.