SEC Form 4 · accession 0001179110-19-001026
NEIGHBORHOOD INTELLIGENCE, INC. · NXH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carter Paul Lee
Officer — Chief Administrative Officer
Period of report
Jan 26, 2019
Accepted (ET)
Jan 29, 2019 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2019 | M | 5,000 | $0.0001 | A | 9,102 | D | |
| Common Stock | Jan 26, 2019 | F | 1,733 | $18.38 | D | 7,369 | D | |
| Common Stock | holding | — | — | — | 1,277 | I | Based on 1/25/19 401k Plan balance provided by Fidelity |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jan 26, 2019 | M | 5,000 | D | — | — | Common Stock | 5,000 | 25,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vest or have vested in three equal installments at the close of business on January 26, 2019, January 26, 2020, and January 26, 2021. Vested shares are delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules.