SEC Form 4 · accession 0001179110-17-005170
NEIGHBORHOOD INTELLIGENCE, INC. · NXH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan E Johnson III
Officer — President, Medici · Director
Period of report
Mar 24, 2017
Accepted (ET)
Mar 28, 2017 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 24, 2017 | M | 5,000 | $0.0001 | A | 79,982 | D | |
| Common Stock | Mar 24, 2017 | F | 1,581 | $17.00 | D | 78,401 | D | |
| Common Stock | Mar 27, 2017 | S | 500 | $17.00 | D | 77,901 | D | |
| Common Stock | holding | — | — | — | 1,691 | I | Based on 3/24/2017 401k Plan Statement |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Mar 24, 2017 | M | 5,000 | D | — | — | Common Stock | 5,000 | 25,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vest in three equal installments at the close of business on March 24, 2017, March 24, 2018, and March 24, 2019. Vested shares will be delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules.
- F2The sale reported in this Form 4 was effected pursuant to the Rule 10b5-1 trading plan adopted by reporting person on February 23, 2017.