SEC Form 4 · accession 0001179110-17-001380
NEIGHBORHOOD INTELLIGENCE, INC. · NXH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carter Paul Lee
Officer — SVP, Technology & People Care
Period of report
Jan 28, 2017
Accepted (ET)
Jan 31, 2017 · 12:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 28, 2017 | M | 1,400 | $0.001 | A | 8,489 | D | |
| Common Stock | Jan 28, 2017 | F | 528 | $17.05 | D | 7,961 | D | |
| Common Stock | holding | — | — | — | 1,280 | I | Based on 1/27/2017 401k Plan statement |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jan 28, 2017 | M | 1,400 | D | — | — | Common Stock | 1,400 | 20,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vested in three equal installments at the close of business on January 28, 2015, January 28, 2016, and on January 28, 2017. Vested shares will be delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules.