SEC Form 4 · accession 0001179110-16-032488
NEIGHBORHOOD INTELLIGENCE, INC. · NXH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Michael Byrne
Officer — CEO · Director · 10% Owner
Period of report
Dec 2, 2016
Accepted (ET)
Dec 6, 2016 · 6:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Blockchain Voting Series A Preferred StockF1,F2 | Dec 2, 2016 | M | 63,775 | $15.68 | A | 63,775 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscription Rights (right to buy)F1,F2,F3 | $15.68 | Dec 2, 2016 | M | 63,775 | D | Nov 15, 2016 | Dec 6, 2016 | Blockchain Voting Series A Preferred Stock | 63,775 | 481,438 | D |
Explanation of responses
- F1The reporting person has exercised subscription rights to acquire the indicated number of shares of the indicated securities. The number of shares, if any, that the reporting person may ultimately acquire is subject to the closing of the subscription rights offering, to the proration provisions of the subscription rights offering and to other rights of the issuer to refuse to issue any or all of such shares to the reporting person.
- F2The price indicated is subject to decrease in accordance with the terms of the subscription rights offering.
- F3The unexercised subscription rights shown in column 9 will expire at the end of the subscription period for the subscription rights offering, which will be on December 6, 2016 unless extended.