SEC Form 4 · accession 0001179110-16-030209
NEIGHBORHOOD INTELLIGENCE, INC. · NXH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stormy Simon
Director
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 11:20 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 30, 2016 | M | 3,000 | $0.0001 | A | 150,417 | D | |
| Common Stock | Sep 30, 2016 | F | 971 | $15.32 | D | 149,446 | D | |
| Common Stock | Sep 30, 2016 | M | 13,334 | $0.0001 | A | 162,780 | D | |
| Common Stock | Sep 30, 2016 | F | 4,314 | $15.32 | D | 158,466 | D | |
| Common Stock | Sep 30, 2016 | M | 3,425 | $0.0001 | A | 161,891 | D | |
| Common Stock | Sep 30, 2016 | F | 1,108 | $15.32 | D | 160,783 | D | |
| Common Stock | holding | — | — | — | 1,689 | I | Based on 9/30/2016 401k Plan statement |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F1,F2 | — | Sep 30, 2016 | M | 3,000 | D | — | — | Common Stock | 3,000 | 53,334 | D |
| Restricted Stock UnitsF5,F1,F3 | — | Sep 30, 2016 | M | 13,334 | D | — | — | Common Stock | 13,334 | 40,000 | D |
| Restricted Stock UnitsF5,F1,F4 | — | Sep 30, 2016 | M | 3,425 | D | — | — | Common Stock | 3,425 | 36,575 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of Overstock.com, Inc. common stock.
- F2On January 28, 2014, the reporting person was granted 9,000 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Effective September 30, 2016, the Compensation Committee accelerated the vesting of 19,759 RSUs in connection with the reporting person's resignation from the Company's board of directors, of which 3,000 RSUs were granted on January 28, 2014.
- F3On April 7, 2015, the reporting person was granted 20,000 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Effective September 30, 2016, the Compensation Committee accelerated the vesting of 19,759 RSUs in connection with the reporting person's resignation from the Company's board of directors, of which 13,334 RSUs were granted on April 7, 2015.
- F4On March 24, 2016, the reporting person was granted 40,000 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Effective September 30, 2016, the Compensation Committee accelerated the vesting of 19,759 RSUs in connection with the reporting person's resignation from the Company's board of directors, of which 3,425 RSUs were granted on March 24, 2016.
- F5Amount shown does not include previously granted RSUs with different vesting schedules.