SEC Form 4 · accession 0001179110-16-017809
NEIGHBORHOOD INTELLIGENCE, INC. · NXH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stormy Simon
Officer — President · Director
Period of report
Jan 14, 2016
Accepted (ET)
Jan 19, 2016 · 3:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 14, 2016 | M | 4,500 | $0.0001 | A | 72,733 | D | |
| Common Stock | Jan 14, 2016 | F | 1,695 | $0.0001 | D | 71,038 | D | |
| Common Stock | holding | — | — | — | 1,689 | I | Based on 1/14/2016 401K Plan statement |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jan 14, 2016 | M | 4,500 | D | — | — | Common Stock | 4,500 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vested as to 40% at the close of business on January 14, 2014, an additional 30% at the close of business on January 14, 2015, and the remaining 30% at the close of business on January 14, 2016. Vested shares will be delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules.