SEC Form 4 · accession 0001179110-15-007431
NEIGHBORHOOD INTELLIGENCE, INC. · NXH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Seth Marks
Officer — SVP, Merchandising
Period of report
May 6, 2015
Accepted (ET)
May 8, 2015 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 6, 2015 | M | 475 | $0.0001 | A | 1,970 | D | |
| Common Stock | May 6, 2015 | F | 150 | $0.0001 | D | 1,820 | D | |
| Common Stock | May 8, 2015 | M | 750 | $0.0001 | A | 2,570 | D | |
| Common Stock | May 8, 2015 | F | 236 | $0.0001 | D | 2,334 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | May 6, 2015 | M | 475 | D | — | — | Common Stock | 475 | 11,250 | D |
| Restricted Stock UnitsF2 | — | May 8, 2015 | M | 750 | D | — | — | Common Stock | 750 | 750 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vest in three equal installments at the close of business on May 6, 2015, May 6, 2016, and May 6, 2017. Vested shares will be delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules.
- F2Each Restricted Stock Unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The Restricted Stock Units vested as to 40% at the close of business on May 8, 2014 and 30% at the close of business on May 8, 2015 and will vest as to 30% at the close of business on May 8, 2016. Vested shares are delivered to the reporting person promptly after the Restricted Stock units vest.