SEC Form 4 · accession 0001179110-15-007063
NEIGHBORHOOD INTELLIGENCE, INC. · NXH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barclay F Corbus
Director
Period of report
May 3, 2015
Accepted (ET)
May 4, 2015 · 8:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 3, 2015 | M | 8,750 | $0.0001 | A | 29,653 | D | |
| Common StockF3 | May 4, 2015 | S | 3,937 | $21.185 | D | 25,716 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | May 3, 2015 | M | 8,750 | D | — | — | Common Stock | 8,750 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The Restricted Stock Units vested as to 25% at the close of business on each of May 3, 2013 and May 3, 2014, and the remaining 50% vested at the close of business on May 3, 2015. Vested shares are delivered to the reporting person promptly after the Restricted Stock Units vest.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2014.
- F3$21.185 is the weighted average sale price for the 3,500 shares sold on May 4, 2015. There were 77 trades priced between $21.05 and $21.46 per share, inclusive. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.