SEC Form 4 · accession 0001179110-15-004428
NEIGHBORHOOD INTELLIGENCE, INC. · NXH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J Griffin
Officer — SVP, Gen Counsel
Period of report
Mar 4, 2015
Accepted (ET)
Mar 6, 2015 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 4, 2015 | M | 5,000 | $17.08 | A | 26,260 | D | |
| Common StockF2 | Mar 4, 2015 | S | 7,000 | $22.596 | D | 19,260 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4,F3 | $17.08 | Mar 4, 2015 | M | 5,000 | D | Feb 7, 2008 | Feb 7, 2017 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The exercise of the employee stock option and the sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 4, 2015.
- F2$22.596 is the weighted average sale price for the 7,000 shares sold March 4, 2015. The shares were sold in 51 transactions at prices ranging from $22.46 to $22.73 per share inclusive. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The Employee Stock Option was granted on February 7, 2007 and vested at 28% on the first anniversary of the date of grant and 2% each month thereafter.
- F4Not Applicable