SEC Form 5 · accession 0001179110-15-001787
NEIGHBORHOOD INTELLIGENCE, INC. · NXH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J Griffin
Officer — SVP, Gen Counsel
Period of report
Dec 31, 2014
Accepted (ET)
Feb 4, 2015 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 29, 2014 | G | 1,000 | $0.00 | D | 21,260 | D | |
| Common Stock | holding | — | — | — | 429 | I | Based on 2/2/2015 401K Plan statement |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | holding | — | — | — | — | — | Common Stock | 5,000 | 5,000 | D |
| Restricted Stock UnitsF2 | — | holding | — | — | — | — | — | Common Stock | 2,250 | 2,250 | D |
| Incentive Stock OptionF3 | — | holding | — | — | — | — | — | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vest in three equal installments at the close of business on January 28, 2015, January 28, 2016, and January 28, 2017. Vested shares will be delivered to the reporting person promptly after the restricted stock units vest.
- F2Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vest as of 40% at the close of business on January 14, 2014, an additional 30% at the close of business on January 14, 2015, and the remaining 30% at the close of business on January 14, 2016. Vested shares will be delivered to the reporting person promptly after the restricted stock units vest.
- F3Options were granted on February 7, 2007 and vest as to 28% on the first anniversary date of grant and 2% each month thereafter.