SEC Form 4 · accession 0001104659-18-056045
NEIGHBORHOOD INTELLIGENCE, INC. · NXH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Patrick Byrne
Officer — CEO · Director · 10% Owner
HIGH PLAINS INVESTMENTS LLC
10% Owner
Period of report
Sep 6, 2018
Accepted (ET)
Sep 10, 2018 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Sep 6, 2018 | S | 121,295 | $25.4361 | D | 5,330,832 | I | High Plains Investments LLC |
| Common StockF3 | Sep 6, 2018 | S | 26,204 | $26.6681 | D | 5,304,628 | I | High Plains Investments LLC |
| Common StockF4 | Sep 7, 2018 | S | 451,379 | $25.8289 | D | 4,853,249 | I | High Plains Investments LLC |
| Common StockF5 | Sep 10, 2018 | S | 173,925 | $25.972 | D | 4,679,324 | I | High Plains Investments LLC |
| Common StockF6 | Sep 10, 2018 | S | 1,500 | $27.0033 | D | 4,677,824 | I | High Plains Investments LLC |
| Common Stock | holding | — | — | — | 1,050,023 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is filed jointly by Patrick M. Byrne and High Plains Investments LLC. Patrick M. Byrne holds 100% of the voting interest in and controls High Plains Investments LLC. The securities described herein are or were held directly by High Plains Investments LLC, which is a ten percent owner of the issuer. The address of High Plains Investments LLC is 700 Bitner Road, Park City, Utah 84098.
- F2$25.4361 is the weighted average sale price for the 121,295 shares sold on September 6, 2018. There were multiple trades priced between $25.2750 and $26.1500 per share, inclusive. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. These securities are owned directly by High Plains Investments LLC, a ten percent owner of the issuer, and indirectly by Patrick M. Byrne, who holds 100% of the voting interest in and controls High Plains Investments LLC. Patrick M. Byrne is the Chief Executive Officer and a director and a ten percent owner of the issuer.
- F3$26.6681 is the weighted average sale price for the 26,204 shares sold on September 6, 2018. There were multiple trades priced between $26.4250 and $27.4000 per share, inclusive. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. These securities are owned directly by High Plains Investments LLC, a ten percent owner of the issuer, and indirectly by Patrick M. Byrne, who holds 100% of the voting interest in and controls High Plains Investments LLC.
- F4$25.8289 is the weighted average sale price for the 451,379 shares sold on September 7, 2018. There were multiple trades priced between $25.3001 and $26.2250 per share, inclusive. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. These securities are owned directly by High Plains Investments LLC, a ten percent owner of the issuer, and indirectly by Patrick M. Byrne, who holds 100% of the voting interest in and controls High Plains Investments LLC.
- F5$25.9720 is the weighted average sale price for the 173,925 shares sold on September 10, 2018. There were multiple trades priced between $25.7000 and $26.3000 per share, inclusive. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. These securities are owned directly by High Plains Investments LLC, a ten percent owner of the issuer, and indirectly by Patrick M. Byrne, who holds 100% of the voting interest in and controls High Plains Investments LLC.
- F6$27.0033 is the weighted average sale price for the 1,500 shares sold on September 10, 2018. There were multiple trades priced between $27.0000 and $27.0500 per share, inclusive. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. These securities are owned directly by High Plains Investments LLC, a ten percent owner of the issuer, and indirectly by Patrick M. Byrne, who holds 100% of the voting interest in and controls High Plains Investments LLC.