SEC Form 4 · accession 0001209191-16-094032
XENOPORT INC · XNPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory T Bates
Officer — SVP, Regulatory Affairs & QA
Period of report
Jan 26, 2016
Accepted (ET)
Jan 28, 2016 · 8:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130591
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF1 | $4.90 | Jan 26, 2016 | A | 40,000 | A | — | Jan 26, 2026 | Common Stock | 40,000 | 40,000 | D |
| Restricted Stock UnitsF2,F3 | — | Jan 26, 2016 | A | 15,000 | A | — | — | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1The shares shall vest and become exercisable in a series of forty-eight successive equal monthly installments over the four-year period measured from the grant date, January 26, 2016.
- F2Each restricted stock unit represents a contingent right to receive one share of XenoPort, Inc common stock.
- F3These restricted stock units shall vest annually over three years from the grant date, January 26, 2016, with one third vesting on each anniversary.