SEC Form 4 · accession 0001209191-16-092161
XENOPORT INC · XNPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William G Harris
Officer — SVP, Finance and CFO
Period of report
Jan 14, 2016
Accepted (ET)
Jan 19, 2016 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130591
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 14, 2016 | M | 5,000 | $0.00 | A | 153,547 | D | |
| Common Stock | Jan 14, 2016 | F | 2,189 | $4.70 | D | 151,358 | D | |
| Common Stock | Jan 14, 2016 | M | 2,500 | $0.00 | A | 153,858 | D | |
| Common Stock | Jan 14, 2016 | F | 1,094 | $4.70 | D | 152,764 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jan 14, 2016 | M | 5,000 | D | — | — | Common Stock | 5,000 | 5,000 | D |
| Restricted Stock UnitsF2,F4 | — | Jan 14, 2016 | M | 2,500 | D | — | — | Common Stock | 2,500 | 7,500 | D |
Explanation of responses
- F1Includes 1,161 shares acquired through the Issuer's Stock Purchase Plan on May 15, 2015 and 275 shares acquired through the Issuer's Stock Purchase Plan on November 13, 2015.
- F2Each restricted stock unit represents a contingent right to receive one share of XenoPort, Inc. common stock.
- F3These restricted stock units shall vest over four years from the grant date, January 14, 2013, in equal annual installments.
- F4These restricted stock units shall vest over four years from the grant date, January 14, 2015, in equal annual installments.