SEC Form 4 · accession 0001209191-16-092149
XENOPORT INC · XNPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory T Bates
Officer — SVP, Regulatory Affairs & QA
Period of report
Jan 14, 2016
Accepted (ET)
Jan 19, 2016 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130591
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 14, 2016 | M | 5,000 | $0.00 | A | 38,740 | D | |
| Common Stock | Jan 14, 2016 | F | 2,189 | $4.70 | D | 36,551 | D | |
| Common Stock | Jan 14, 2016 | M | 1,875 | $0.00 | A | 38,426 | D | |
| Common Stock | Jan 14, 2016 | F | 820 | $4.70 | D | 37,606 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 14, 2016 | M | 5,000 | D | — | — | Common Stock | 5,000 | 5,000 | D |
| Restricted Stock UnitsF1,F3 | — | Jan 14, 2016 | M | 1,875 | D | — | — | Common Stock | 1,875 | 5,625 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive on share of XenoPort, Inc. common stock.
- F2These restricted stock units shall vest over four years from the grant date, January 14, 2013, in equal annual installments.
- F3These restricted stock units shall vest over four years from the grant date, January 14, 2015, in equal annual installments.