SEC Form 4 · accession 0001209191-15-080108
XENOPORT INC · XNPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Gordon Freund
Director
Period of report
Nov 11, 2015
Accepted (ET)
Nov 13, 2015 · 6:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130591
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 11, 2015 | S | 909 | $6.6822 | D | 488,560 | I | Through Fund |
| Common Stock | holding | — | — | — | 13,899 | D | ||
| Common StockF3 | holding | — | — | — | 3,080 | I | Beneficial Ownership | |
| Common StockF4 | holding | — | — | — | 22,633 | I | Beneficial Ownership | |
| Common StockF5 | holding | — | — | — | 3,645 | I | Beneficial Ownership | |
| Common StockF6 | holding | — | — | — | 21,200 | I | Beneficial Ownership | |
| Common StockF7 | holding | — | — | — | 27 | I | Beneficial Ownership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 22 shares sold from fund Skyline Venture Partners III, LP and 887 shares sold from fund Skyline Venture Partners Qualified Purchaser Fund III, LP. This total of 909 shares were sold at a range of $6.68 to $6.6825. This will bring the respective funds shares of XenoPort, Inc. down to zero.
- F2These shares are held by multiple entities. 227 shares are held by Skyline Venture Management III, L.L.C. and 488,333 shares are held by Skyline Venture Partners V, L.P. John G. Freund is connected to each of these entities as managing director or managing member either directly or through indirect ownership and in such capacity may be deemed to have voting and investment power with respect to shares held by each of these entities. John G. Freund disclaims beneficial ownership of such securities, except to the extent of his proportionate partnership interest therin.
- F3The shares are held by John G. Freund as custodian for his two sons.
- F4The shares are owned by a retirement account of which John G. Freund is the beneficiary.
- F5The shares are held by the Paul Brooke 1989 Insurance Trust of which John G. Freund is a trustee.
- F6The shares are owned by a revocable trust of which John G. Freund is a trustee.
- F7The shares are held by John G. Freund Family Partnership IV, L.P. John G. Freund disclaims beneficial ownership of such securities, except to the extent of his proportionate partnership interest therin.