SEC Form 4 · accession 0001209191-15-063830
XENOPORT INC · XNPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kim Richard
Officer — SVP, CD&MA and CMO
Period of report
Aug 3, 2015
Accepted (ET)
Aug 4, 2015 · 8:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130591
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 3, 2015 | M | 5,000 | $0.00 | A | 21,489 | D | |
| Common Stock | Aug 3, 2015 | F | 1,879 | $7.58 | D | 19,610 | D | |
| Common Stock | holding | — | — | — | 1,500 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Resticted Stock UnitF2,F3 | — | Aug 3, 2015 | M | 5,000 | D | — | — | Common Stock | 5,000 | 10,000 | D |
Explanation of responses
- F1Includes 7,615 shares acquired through the Issuer's Employee Stock Purchase Plan on May 15, 2015.
- F2Each restricted stock unit represents a contingent right to receive one share of XenoPort, Inc common stock.
- F3These restricted stock units shall vest over four years from the grant date, August 1, 2013 in equal annual installments.