SEC Form 4 · accession 0001209191-15-049813
XENOPORT INC · XNPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory T Bates
Officer — SVP, Regulatory Affairs & QA
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130591
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2015 | M | 5,000 | $0.00 | A | 35,619 | D | |
| Common Stock | Jun 1, 2015 | F | 1,879 | $6.23 | D | 33,740 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jun 1, 2015 | M | 5,000 | D | — | — | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of XenoPort, Inc. common stock.
- F2These restricted stock units shall vest over four years from the grant date, June 1, 2012, in equal annual installments.