SEC Form 4/A · accession 0001209191-15-049812
XENOPORT INC · XNPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gregory T Bates
Officer — SVP, Regulatory Affairs & QA
Period of report
Jan 13, 2015
Accepted (ET)
Jun 3, 2015 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130591
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 13, 2015 | M | 1,875 | $0.00 | A | 22,622 | D | |
| Common StockF1 | Jan 13, 2015 | F | 953 | $8.93 | D | 21,669 | D | |
| Common StockF1 | Jan 13, 2015 | M | 10,000 | $0.00 | A | 31,669 | D | |
| Common StockF1 | Jan 13, 2015 | F | 4,216 | $8.93 | D | 27,453 | D | |
| Common StockF1 | Jan 14, 2015 | M | 5,000 | $0.00 | A | 32,453 | D | |
| Common StockF1 | Jan 14, 2015 | F | 1,834 | $9.31 | D | 30,619 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jan 13, 2015 | M | 1,875 | D | — | — | Common Stock | 1,875 | 0 | D |
Explanation of responses
- F1The original Form 4 included shares that are beneficially owned by the reporting person's former spouse pursuant to a domestic relations order. The reporting person has no economic interest in those shares.
- F2Each restricted stock unit represents a contingent right to receive one share of XenoPort, Inc. common stock.
- F3These restricted stock units vested over four years from the grant date, January 13, 2011, in equal annual installments.