SEC Form 4 · accession 0001209191-15-004518
XENOPORT INC · XNPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kim Richard
Officer — SVP, CD&MA and CMO
Period of report
Jan 14, 2015
Accepted (ET)
Jan 15, 2015 · 7:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130591
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 8,874 | D | ||
| Common Stock | holding | — | — | — | 1,500 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2 | $9.31 | Jan 14, 2015 | A | 85,000 | A | — | Jan 14, 2025 | Common Stock | 85,000 | 85,000 | D |
| Restricted Stock UnitsF3,F4 | — | Jan 14, 2015 | A | 10,000 | A | — | — | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Includes 5753 shares acquired through the Issuer's Employee Stock Purchase Plan on November 14, 2014.
- F2These employee stock options shall vest and become exercisable in a series of forty-eight successive equal monthly installments over the four-year period measured from the grant date, January 14, 2015.
- F3Each restricted stock unit represents a contingent right to receive on share of XenoPort, Inc. common stock.
- F4These restricted stock units shall vest over four years from the grant date, January 14, 2015, in equal annual installments.