SEC Form 4 · accession 0001593968-19-000645
BLACK HILLS CORP /SD/ · BKH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Otto
Director
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130464
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2019 | I | 10 | $71.0567 | A | 1,462 | D | |
| Common Stock | Mar 1, 2019 | I | 53 | $71.0567 | A | 1,515 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF1,F2,F3 | — | Feb 28, 2019 | A | 355 | A | — | — | Common Stock | 355 | 3,303 | I |
| Phantom Stock UnitF1,F2,F3 | — | Mar 1, 2019 | A | 23 | A | — | — | Common Stock | 23 | 3,326 | I |
Explanation of responses
- F11 for 1 conversion ratio
- F2Derivative security is exercisable upon retirement under terms of the agreement.
- F3Derivative security expires upon retirement under terms of the agreement.