SEC Form 4 · accession 0001593968-18-001160
BLACK HILLS CORP /SD/ · BKH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Teresa Taylor
Director
Period of report
Aug 31, 2018
Accepted (ET)
Sep 5, 2018 · 7:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130464
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 4, 2018 | I | 55 | $59.1436 | A | 1,326 | D | |
| Common Stock | Sep 4, 2018 | I | 10 | $59.1436 | A | 1,337 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF1,F2,F3 | — | Aug 31, 2018 | A | 393 | A | — | — | Common Stock | 393 | 3,022 | I |
| Phantom Stock UnitF1,F2,F4,F3 | — | Sep 4, 2018 | A | 24 | A | — | — | Common Stock | 24 | 3,046 | I |
Explanation of responses
- F11 for 1 conversion ratio
- F2Derivative security is exercisable upon retirement under terms of the agreement.
- F3Derivative security expires upon retirement under terms of the agreement.
- F4Shares of phantom stock are payable in cash following termination of the reporting persons employment with BKH. The reporting person may transfer his phantom stock account in to an alternative investment account at any time.