SEC Form 4 · accession 0001593968-17-001035
BLACK HILLS CORP /SD/ · BKH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Otto
Director
Period of report
Aug 31, 2017
Accepted (ET)
Sep 5, 2017 · 3:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130464
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2017 | I | 3 | $70.31 | A | 402 | D | |
| Common Stock | Sep 1, 2017 | I | 47 | $70.31 | A | 449 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF1,F2,F3 | — | Aug 31, 2017 | A | 320 | A | — | — | Common Stock | 320 | 880 | I |
| Phantom Stock UnitF1,F2,F3 | — | Sep 1, 2017 | A | 6 | A | — | — | Common Stock | 6 | 885 | I |
Explanation of responses
- F11 for 1 conversion ratio
- F2Derivative security is exercisable upon retirement under terms of the agreement.
- F3Derivative security expires upon retirement under terms of the agreement.