SEC Form 4 · accession 0001593968-16-001251
BLACK HILLS CORP /SD/ · BKH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Linda K Massman
Director
Period of report
Nov 30, 2016
Accepted (ET)
Dec 2, 2016 · 3:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130464
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2016 | I | 9 | $58.34 | A | 1,294 | D | |
| Common Stock | Dec 1, 2016 | I | 52 | $58.34 | A | 1,346 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF1,F2,F3 | — | Nov 30, 2016 | A | 340 | A | — | — | Common Stock | 340 | 2,968 | I |
| Phantom Stock UnitF1,F2,F3 | — | Dec 1, 2016 | A | 21 | A | — | — | Common Stock | 21 | 2,990 | I |
Explanation of responses
- F11 for 1 conversion ratio
- F2Derivative security is exercisable upon retirement under terms of the agreement.
- F3Derivative security expires upon retirement under terms of the agreement.