SEC Form 4 · accession 0001593968-16-000828
BLACK HILLS CORP /SD/ · BKH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary L Pechota
Director
Period of report
May 31, 2016
Accepted (ET)
Jun 2, 2016 · 3:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130464
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2016 | I | 3 | $60.62 | A | 9,038 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | By Spouse | |
| Common Stock | holding | — | — | — | 1,000 | I | By 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF1,F2,F3 | — | May 31, 2016 | A | 330 | A | — | — | Common Stock | 330 | 17,934 | I |
| Phantom Stock UnitF1,F2,F3 | — | Jun 1, 2016 | A | 124 | A | — | — | Common Stock | 124 | 18,058 | I |
Explanation of responses
- F11 for 1 conversion ratio
- F2Derivative security is exercisable upon retirement under terms of the agreement.
- F3Derivative security expires upon retirement under terms of the agreement.