SEC Form 4 · accession 0001593968-16-000776
BLACK HILLS CORP /SD/ · BKH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Myers
Officer — Sr VP Human Resources
Period of report
May 11, 2016
Accepted (ET)
May 12, 2016 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130464
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 29,953 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F1,F3 | — | May 11, 2016 | J | 29 | A | — | — | Common Stock | 29 | 3,833 | D |
| Phantom StockF1,F3 | — | May 11, 2016 | S | 3,833 | D | — | — | Common Stock | 3,833 | 0 | D |
Explanation of responses
- F1Each share of phantom stock represents the right to receive one share of BKH common stock or the cash value thereof.
- F2Shares acquired through the Company's Dividend Reinvestment Plan.
- F3Shares of phantom stock are payable in cash following termination of the reporting persons employment with BKH. The reporting person may transfer his phantom stock account in to an alternative investment account at any time.