SEC Form 4 · accession 0001593968-15-000387
BLACK HILLS CORP /SD/ · BKH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Zeller
Director
Period of report
Nov 30, 2015
Accepted (ET)
Dec 2, 2015 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130464
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2015 | I | 84 | $43.12 | A | 9,334 | D | |
| Common Stock | Dec 1, 2015 | I | 23 | $43.12 | A | 9,357 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF1,F2,F3 | — | Nov 30, 2015 | A | 466 | A | — | — | Common Stock | 466 | 24,021 | I |
| Phantom Stock UnitF1,F2,F3 | — | Dec 1, 2015 | A | 226 | A | — | — | Common Stock | 226 | 24,246 | I |
Explanation of responses
- F11 for 1 conversion ratio
- F2Derivative security is exercisable upon retirement under terms of the agreement.
- F3Derivative security expires upon retirement under terms of the agreement.