SEC Form 4 · accession 0001209191-16-103899
CENTERPOINT ENERGY INC · CNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph B McGoldrick
Officer — Exec VP - Div Pres
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2016 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2016 | A | 6,870 | $0.00 | A | 136,116 | D | |
| Common StockF2,F3 | Feb 26, 2016 | F | 1,845 | $18.53 | D | 134,271 | D | |
| Common StockF4 | holding | — | — | — | 26,205 | I | By Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of performance shares awarded in 2013 under the Issuer's Long-term Incentive Plan.
- F2Shares withheld for taxes upon vesting of performance shares.
- F3Total includes (i) 7,800 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2017, (ii) 9,770 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, and (iii) 12,471 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019. Each of the above awards shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. Total also includes 25,000 time-based restricted stock units vesting on March 1, 2017 if the Reporting Person continuously remains an employee of Issuer through, and retires on, the vesting date.
- F4Equivalent shares held in CenterPoint Energy, Inc. Savings Plan as of January 31, 2016.