SEC Form 4 · accession 0001209191-16-103892
CENTERPOINT ENERGY INC · CNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kristie Colvin
Officer — SVP and CAO
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2016 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2016 | A | 1,755 | $0.00 | A | 34,122 | D | |
| Common StockF2,F3 | Feb 26, 2016 | F | 574 | $18.53 | D | 33,548 | D | |
| Common StockF4 | holding | — | — | — | 40 | I | By Savings Plan | |
| Common Stock | holding | — | — | — | 145 | I | By son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of performance shares awarded in 2013 under the Issuer's Long-term Incentive Plan.
- F2Shares withheld for taxes upon vesting of performance shares.
- F3Total includes (i) 1,200 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2017, (ii) 2,480 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, and (iii) 3,307 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death.
- F4Equivalent shares held in CenterPoint Energy, Inc. Savings Plan as of January 31, 2016.