SEC Form 4 · accession 0001209191-16-102819
CENTERPOINT ENERGY INC · CNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kristie Colvin
Officer — SVP and CAO
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 24, 2016 | A | 3,307 | $18.86 | A | 32,367 | D | |
| Common StockF3 | holding | — | — | — | 40 | I | By Savings Plan | |
| Common Stock | holding | — | — | — | 145 | I | By son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Time-based restricted stock units vesting in February 2019 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death.
- F2Total includes (i) 1,200 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2017 and (ii) 2,480 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death.
- F3Equivalent shares held in CenterPoint Energy, Inc. Savings Plan as of January 31, 2016.