SEC Form 4 · accession 0001209191-16-101357
CENTERPOINT ENERGY INC · CNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph B McGoldrick
Officer — Exec VP - Div Pres
Period of report
Feb 21, 2016
Accepted (ET)
Feb 23, 2016 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 21, 2016 | A | 3,900 | $0.00 | A | 118,016 | D | |
| Common StockF2,F3 | Feb 21, 2016 | F | 1,241 | $18.44 | D | 116,775 | D | |
| Common StockF4 | holding | — | — | — | 26,205 | I | By Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of restricted stock units awarded in 2013 under the Issuer's Long-term Incentive Plan.
- F2Shares withheld for taxes upon vesting of time-based restricted stock units.
- F3Total includes (i) 7,800 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2017 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death, (ii) 25,000 time-based restricted stock units vesting on March 1, 2017 if the Reporting Person continuously remains an employee of Issuer through, and retires on, the vesting date, and (iii) 9,770 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.
- F4Equivalent shares held in CenterPoint Energy, Inc. Savings Plan as of January 31, 2016.