SEC Form 4 · accession 0001209191-16-101355
CENTERPOINT ENERGY INC · CNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy B Bridge
Officer — Exec VP - Div Pres
Period of report
Feb 21, 2016
Accepted (ET)
Feb 23, 2016 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 21, 2016 | A | 3,200 | $0.00 | A | 66,687 | D | |
| Common StockF2,F3 | Feb 21, 2016 | F | 1,045 | $18.44 | D | 65,642 | D | |
| Common StockF4 | holding | — | — | — | 36,544 | I | By Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of restricted stock units awarded in 2013 under the Issuer's Long-term Incentive Plan.
- F2Shares withheld for taxes upon vesting of time-based restricted stock units.
- F3Total includes (i) 7,800 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2017 and (ii) 9,770 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.
- F4Equivalent shares held in CenterPoint Energy, Inc. Savings Plan as of January 31, 2016.