SEC Form 4 · accession 0001209191-15-051272
CENTERPOINT ENERGY INC · CNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott M Prochazka
Officer — President & CEO · Director
Period of report
Jun 5, 2015
Accepted (ET)
Jun 9, 2015 · 11:11 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 5, 2015 | I | 6,137 | $19.32 | A | 6,137 | I | By Savings Plan |
| Common StockF2 | holding | — | — | — | 111,720 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Equivalent shares held in CenterPoint Energy, Inc. Savings Plan.
- F2Total includes (i) 34,180 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2017 and (ii) 37,480 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.