SEC Form 4 · accession 0001209191-15-042849
CENTERPOINT ENERGY INC · CNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William D Rogers
Officer — EVP & Chief Financial Officer
Period of report
May 13, 2015
Accepted (ET)
May 14, 2015 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2015 | P | 1,793 | $19.76 | A | 28,903 | D | |
| Common Stock | May 13, 2015 | P | 8,207 | $19.77 | A | 37,110 | D | |
| Common Stock | May 13, 2015 | P | 200 | $19.83 | A | 37,310 | D | |
| Common Stock | May 13, 2015 | P | 7,100 | $19.84 | A | 44,410 | D | |
| Common StockF1 | May 13, 2015 | P | 2,700 | $19.85 | A | 47,110 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total includes (i) 10,000 time-based restricted stock units vesting in February 2016 provided the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date, (ii) 8,000 time-based restricted stock units vesting in February 2017 provided the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date, and (iii) 9,110 time-based restricted stock units vesting in February 2018 provided the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.