SEC Form 4 · accession 0001209191-15-038575
CENTERPOINT ENERGY INC · CNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter S Wareing
Director
Period of report
May 1, 2015
Accepted (ET)
May 4, 2015 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2015 | A | 5,710 | $0.00 | A | 56,710 | D | |
| Common StockF2 | holding | — | — | — | 60,000 | I | By Trust | |
| Common StockF3 | holding | — | — | — | 10,000 | I | By Wareing & Company Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended. These shares will vest on the first anniversary of the grant date; provided, however, these shares will fully vest in the earlier event of the Reporting Person's death or upon a change of control of the Issuer.
- F2Shares of common stock held in trust, of which the Reporting Person's spouse is a trustee and the beneficiary. The filing of this Form 4 shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of such equity securities.
- F3The Reporting Person is a general partner of the limited partnership that owns the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.