SEC Form 5 · accession 0001209191-15-003914
CENTERPOINT ENERGY INC · CNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph B McGoldrick
Officer — Exec VP - Div Pres
Period of report
Dec 31, 2014
Accepted (ET)
Jan 13, 2015 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 19, 2014 | G | 1,000 | $0.00 | D | 61,088 | D | |
| Common StockF2 | holding | — | — | — | 16,368 | I | By Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total includes 7,800 time-based restricted stock units previously awarded under the Issuer's Long Term Incentive Plan and vesting in February 2017 if the reporting person is an employee of Issuer through such date and on a pro-rata basis in the event of his earlier retirement, disability or death.
- F2Equivalent shares held in CenterPoint Energy, Inc. Savings Plan as of 12/31/2014.